SEC Form 4 · accession 0001127602-15-007842
FRANKLIN TEMPLETON INC · BEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles B Johnson
10% Owner
Period of report
Feb 23, 2015
Accepted (ET)
Feb 24, 2015 · 12:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000038777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.10F1 | Dec 15, 2014 | G | 12,975 | $0.00 | D | 97,355,066 | D | |
| Common Stock, par value $.10F2,F3 | Feb 23, 2015 | J | 150,000 | $53.905 | D | 97,536,766 | D | |
| Common Stock, par value $.10F4 | Feb 23, 2015 | J | 150,000 | $53.905 | D | 1,350,000 | I | By Spouse |
| Common Stock, par value $.10F5 | holding | — | — | — | 20,888 | I | By 401(k) | |
| Common Stock, par value $.10 | holding | — | — | — | 4,186,651 | I | By IRA | |
| Common Stock, par value $.10F6 | holding | — | — | — | 817,800 | I | By Trust Held By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Not applicable.
- F2Transfer of shares by the Reporting Person to an irrevocable grantor retained annuity trust created by the Reporting Person and having an independent trustee, in partial repayment of a promissory note from the Reporting Person.
- F3Pursuant to a required minimum distribution from Individual Retirement Account (IRA) on December 19, 2014, balance includes 331,700 shares previously reported by the reporting person as indirect shares held through his IRA.
- F4Transfer of shares by the Reporting Person's spouse to an irrevocable grantor retained annuity trust created by the Reporting Person's spouse and having an independent trustee, in partial repayment of a promissory note from the Reporting Person's spouse.
- F5Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of January 31, 2015.
- F6Trust of which Reporting Person's spouse is the lifetime beneficiary.