SEC Form 4 · accession 0001127602-15-003894
FRANKLIN TEMPLETON INC · BEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kenneth A Lewis
Officer — EVP and CFO
Period of report
Feb 3, 2015
Accepted (ET)
Feb 3, 2015 · 2:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000038777
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $.10F1,F2 | Feb 3, 2015 | S | 3,000 | $53.045 | D | 116,801 | D | |
| Common Stock, par value $.10F3 | holding | — | — | — | 1,789 | I | By 401(k) | |
| Common Stock, par value $.10F4 | holding | — | — | — | 17,678 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.0400 to $53.0500, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff on the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F2Of the amount of securities beneficially owned, 41,841 shares represent unvested restricted stock awards.
- F3Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of November 30, 2014.
- F4Revocable family trust for which Reporting Person and spouse are co-trustees with shared voting and investment power.