SEC Form 4 · accession 0001683168-18-000416
Forward Industries, Inc. · FWDI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Frost
Director
Period of report
Dec 13, 2017
Accepted (ET)
Feb 14, 2018 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000038264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 13, 2017 | A | 661 | $1.335 | A | 396,239 | D | |
| Common Stock | Dec 14, 2017 | A | 863 | $1.33 | A | 397,102 | D | |
| Common StockF2 | Dec 15, 2017 | A | 30,000 | $1.335 | A | 427,102 | D | |
| Common Stock | Dec 19, 2017 | A | 582 | $1.21 | A | 427,684 | D | |
| Common Stock | Dec 20, 2017 | A | 17 | $1.21 | A | 427,701 | D | |
| Common StockF3 | Dec 21, 2017 | A | 10,000 | $1.285 | A | 437,701 | D | |
| Common StockF4 | Dec 22, 2017 | A | 6,725 | $1.248 | A | 444,426 | D | |
| Common Stock | Dec 27, 2017 | A | 6,547 | $1.27 | A | 450,973 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.33 to $1.34, inclusive.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.33 to $1.34, inclusive.
- F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.28 to $1.29, inclusive.
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.245 to $1.25, inclusive.