SEC Form 4 · accession 0001003297-15-000325
Forward Industries, Inc. · FWDI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael D Matte
Officer — Chief Financial Officer
Period of report
Jun 25, 2015
Accepted (ET)
Jul 24, 2015 · 3:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000038264
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Forward Industries Restricted Common Stock | Jun 25, 2015 | A | 50,000 | $0.00 | A | 50,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $0.64 | Jun 25, 2015 | A | 50,000 | A | — | Jun 25, 2025 | Common Stock, 0.01 par value | 50,000 | 50,000 | D |
Explanation of responses
- F115,000 options became exercisable on June 22, 2015, 15,000 options are exercisable on June 22, 2017 and 20,000 options are exercisable on June 22, 2018.