SEC Form 4 · accession 0000768713-15-000001
FOREST CITY ENTERPRISES INC · FCEA/FCEB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
RMS LTD
10% Owner
Period of report
Mar 19, 2015
Accepted (ET)
Mar 20, 2015 · 6:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000038067
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common - ConvertibleF2,F3,F1,F4 | $0.00 | Mar 19, 2015 | C | 18,500 | D | Aug 8, 1988 | Aug 8, 1988 | Common Stock | 12,907,093 | 12,888,593 | I |
Explanation of responses
- F1Stocks are convertible from Class B Common to Class A Common on a 1-for-1 basis.
- F2Conversion from Class B Common stock to Class A Common stock. Upon conversion shares were distributed to non -Section 16 reporting limited partners, no money was tendered for this transaction.
- F3RMS, Ltd. is an Ohio limited partnership - shares are held by various general and limited partners; the partnership only holds FCE Class B Common shares, upon conversion to Class A Common shares they are no longer considered a part of the partnership.
- F4Immediate - stocks are convertible at any time, there is no fixed exercisable date or expiration date.