SEC Form 4 · accession 0001209191-19-016458
FORD MOTOR CO · F
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert L Shanks
Officer — Chief Financial Officer
Period of report
Mar 2, 2019
Accepted (ET)
Mar 5, 2019 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000037996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Mar 2, 2019 | M | 70,880 | — | A | 699,649 | D | |
| Common Stock, $0.01 par valueF1 | Mar 3, 2019 | M | 23,165 | — | A | 722,814 | D | |
| Common Stock, $0.01 par valueF2 | Mar 3, 2019 | M | 77,669 | — | A | 800,483 | D | |
| Common Stock, $0.01 par value | Mar 4, 2019 | F | 57,782 | $8.79 | D | 742,701 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Ford Stock UnitsF1 | — | Mar 3, 2019 | M | 23,165 | D | — | — | Common Stock, $0.01 par value | 23,165 | 0 | D |
| Ford Stock UnitsF1 | — | Mar 2, 2019 | M | 24,046 | D | — | — | Common Stock, $0.01 par value | 24,046 | 24,775 | D |
| Ford Stock UnitsF1 | — | Mar 2, 2019 | M | 46,834 | D | — | — | Common Stock, $0.01 par value | 46,834 | 95,089 | D |
| Ford Stock UnitsF4 | — | Mar 4, 2019 | M | 136,208 | A | — | — | Common Stock, $0.01 par value | 136,208 | 136,208 | D |
Explanation of responses
- F1The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.
- F2These shares were acquired under the Company's Long-Term Incentive Plan without payment by me and are a final award related to a 2016 performance-based restricted stock unit opportunity.
- F3These shares were withheld by the Company to cover my income tax liability relating to March 2, 2019 and March 3, 2019 vesting of awards of Common Stock under the Company's Long-Term Incentive Plan. The amount withheld for taxes for each award was determined using the closing price of Ford stock on March 1, 2019.
- F4These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/04/2019), 66% after two years, and in full after three years.