SEC Form 4 · accession 0001209191-19-016452

FORD MOTOR CO · F

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Catherine A. O'Callaghan

Officer — Vice President and Controller

Period of report

Mar 2, 2019

Accepted (ET)

Mar 5, 2019 · 4:19 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000037996

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, $0.01 par value^F1	Mar 2, 2019	M	4,552	—	A	99,754	D
Common Stock, $0.01 par value^F1	Mar 3, 2019	M	1,754	—	A	101,508	D
Common Stock, $0.01 par value^F2	Mar 3, 2019	M	1,960	—	A	103,468	D
Common Stock, $0.01 par value	Mar 4, 2019	F	3,812	$8.79	D	99,656	D
Common Stock, $0.01 par value^F4,F5	Mar 2, 2019	M	1,342	—	A	32,267	I	by Spouse
Common Stock, $0.01 par value^F4,F5	Mar 3, 2019	M	565	—	A	32,832	I	by Spouse
Common Stock, $0.01 par value^F5	Mar 4, 2019	F	256	$8.79	D	32,576	I	by Spouse

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Ford Stock Units^F1	—	Mar 3, 2019	M	1,754	D	—	—	Common Stock, $0.01 par value	1,754	0	D
Ford Stock Units^F1	—	Mar 2, 2019	M	1,986	D	—	—	Common Stock, $0.01 par value	1,986	2,047	D
Ford Stock Units^F1	—	Mar 2, 2019	M	2,566	D	—	—	Common Stock, $0.01 par value	2,566	5,219	D
Ford Stock Units^F7	—	Mar 4, 2019	A	30,874	A	—	—	Common Stock, $0.01 par value	30,874	30,874	D
Ford Stock Units^F4	—	Mar 2, 2019	M	756	D	—	—	Common Stock, $0.01 par value	756	1,542	I
Ford Stock Units^F4	—	Mar 2, 2019	M	586	D	—	—	Common Stock, $0.01 par value	586	605	I
Ford Stock Units^F4	—	Mar 3, 2019	M	565	D	—	—	Common Stock, $0.01 par value	565	0	I
Ford Stock Units^F8	—	Mar 4, 2019	A	2,553	A	—	—	Common Stock, $0.01 par value	2,553	2,553	I

Explanation of responses

F1The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.
F2These shares were acquired under the Company's Long-Term Incentive Plan without payment by me and are a final award related to a 2016 performance-based restricted stock unit opportunity.
F3These shares were withheld by the Company to cover my income tax liability relating to March 2, 2019 and March 3, 2019 vesting of awards of Common Stock under the Company's Long-Term Incentive Plan. The amount withheld for taxes for each award was determined using the closing price of Ford stock on March 1, 2019.
F4The reported transaction involved the conversion, without payment by my spouse, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.
F5These shares are held by my spouse.
F6These shares were withheld by the Company to cover my spouse's income tax liability relating to March 2, 2019 and March 3, 2019 vesting of awards of Common Stock under the Company's Long-Term Incentive Plan. The amount withheld for taxes for each award was determined using the closing price of Ford stock on March 1, 2019.
F7These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/04/2019), 66% after two years, and in full after three years.
F8These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by my spouse. These Ford Restricted Stock Units will be converted and distributed to my spouse, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/04/2019), 66% after two years, and in full after three years.