SEC Form 4 · accession 0001209191-19-016441
FORD MOTOR CO · F
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Hackett
Officer — President and CEO · Director
Period of report
Mar 2, 2019
Accepted (ET)
Mar 5, 2019 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000037996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Mar 2, 2019 | M | 187,156 | — | A | 220,171 | D | |
| Common Stock, $0.01 par value | Mar 4, 2019 | F | 64,536 | $8.79 | D | 155,635 | D | |
| Common Stock, $0.01 par valueF3 | holding | — | — | — | 100,000 | I | by Annuity Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Ford Stock UnitsF1 | — | Mar 2, 2019 | M | 22,156 | D | — | — | Common Stock, $0.01 par value | 22,156 | 22,828 | D |
| Ford Stock UnitsF1 | — | Mar 2, 2019 | M | 165,000 | D | — | — | Common Stock, $0.01 par value | 165,000 | 335,000 | D |
Explanation of responses
- F1The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.
- F2These shares were withheld by the Company to cover my income tax liability relating to March 2, 2019 vesting of awards of Common Stock under the Company's Long-Term Incentive Plan. The amount withheld for taxes for each award was determined using the closing price of Ford stock on March 1, 2019.
- F3My spouse is Trustee of these shares held in a grantor retained annuity trust.