SEC Form 5 · accession 0001209191-19-009249
FORD MOTOR CO · F
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edsel B Ford II
Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 12, 2019 · 3:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000037996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Stock, $0.01 par valueF1 | Jun 25, 2018 | G | 5,206 | $0.00 | D | 927,387 | I | By Voting Trust - Children |
| Common Stock, $0.01 par valueF2 | Dec 20, 2018 | G | 3,550 | $0.00 | A | 579,211 | I | as Trustee |
| Common Stock, $0.01 par value | Dec 20, 2018 | G | 28,400 | $0.00 | D | 106,835 | D | |
| Common Stock, $0.01 par valueF3 | Dec 20, 2018 | G | 7,100 | $0.00 | A | 331,884 | I | By Children |
| Common Stock, $0.01 par value | holding | — | — | — | 23,101 | I | By Company Plan | |
| Common Stock, $0.01 par valueF4 | holding | — | — | — | 24,321 | I | By Spouse | |
| Class B Stock, $0.01 par valueF5 | holding | — | — | — | 3,258,835 | I | By Voting Trust - As Trustee | |
| Class B Stock, $0.01 par valueF6 | holding | — | — | — | 1,059,180 | I | By Voting Trust - Individually | |
| Class B Stock, $0.01 par valueF7 | holding | — | — | — | 32,508 | I | By Voting Trust - Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Ford Stock UnitsF8 | — | holding | — | — | — | — | — | Common Stock, $0.01 par value | 160,284 | 160,284 | D |
Explanation of responses
- F1I am one of four trustees of the voting trust. As shown, it holds 927,387 shares of Class B stock for the benefit of my children. I disclaim beneficial ownership of these shares.
- F2I am a trustee of trusts that benefit my family.
- F3I disclaim beneficial ownership of these shares owned by my children
- F4These shares are owned by my wife.
- F5I am one of four trustees of the voting trust. As shown, it holds 3,258,835 shares of Class B stock for the benefit of trusts, of which I am a trustee, that benefit my family.
- F6I am one of four trustees of the voting trust. As shown, it holds 1,059,180 shares of Class B stock for my benefit. I disclaim beneficial ownership of any other shares of Class B stock in said voting trust, unless otherwise provided herein.
- F7I am one of four trustees of the voting trust. As shown, it holds 32,508 shares of Class B stock for the benefit of my spouse.
- F8These Ford Stock Units were acquired under the Company's Deferred Compensation Plan for Non-Employee Directors. In general, these Ford Stock Units will be converted and distributed to me, without payment, in cash, on January 10th of the year following termination of Board service, based upon the then current market value of a share of Common Stock.