SEC Form 5 · accession 0001209191-19-009247
FORD MOTOR CO · F
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James P Hackett
Officer — President and CEO · Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 12, 2019 · 3:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000037996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Jun 25, 2018 | G | 100,000 | $0.00 | D | 67,979 | D | |
| Common Stock, $0.01 par value | Dec 14, 2018 | G | 34,964 | $0.00 | D | 33,015 | D | |
| Common Stock, $0.01 par valueF1 | Jun 25, 2018 | G | 100,000 | $0.00 | A | 100,000 | I | by Annuity Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Ford Stock UnitsF2 | — | holding | — | — | — | — | — | Common Stock, $0.01 par value | 87,444 | 87,444 | D |
| Ford Stock UnitsF3 | — | holding | — | — | — | — | — | Common Stock, $0.01 par value | 44,984 | 44,984 | D |
| Ford Stock UnitsF4 | — | holding | — | — | — | — | — | Common Stock, $0.01 par value | 105,631 | 105,631 | D |
| Ford Stock UnitsF5 | — | holding | — | — | — | — | — | Common Stock, $0.01 par value | 500,000 | 500,000 | D |
Explanation of responses
- F1My spouse is Trustee of these shares held in a grantor retained annuity trust.
- F2These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, to the extent of 87,444 shares of Common Stock on May 15, 2019.
- F3These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, to the extent of 22,156 shares of Common Stock on March 2, 2019 and 22,828 shares of Common Stock on March 2, 2020.
- F4These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, to the extent of 52,027 shares of Common Stock on May 22, 2019 and 53,604 shares of Common Stock on May 22, 2020.
- F5These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/02/2018), 66% after two years, and in full after three years