SEC Form 3 · accession 0001209191-18-053699
FORD MOTOR CO · F
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary Alan Johnson
Officer — Group Vice President
Period of report
Oct 1, 2018
Accepted (ET)
Oct 3, 2018 · 3:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000037996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | holding | — | — | — | 75,196 | D | ||
| Common Stock, $0.01 par value | holding | — | — | — | 3 | I | By Company Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $12.69 | holding | — | — | — | — | Mar 2, 2020 | Common Stock, $0.01 par value | 14,161 | — | D |
| Employee Stock Option (Right to Buy)F2 | $14.76 | holding | — | — | — | — | Mar 2, 2021 | Common Stock, $0.01 par value | 9,734 | — | D |
| Employee Stock Option (Right to Buy)F3 | $12.46 | holding | — | — | — | — | Mar 4, 2022 | Common Stock, $0.01 par value | 14,579 | — | D |
| Employee Stock Option (Right to Buy)F4 | $12.75 | holding | — | — | — | — | Mar 3, 2023 | Common Stock, $0.01 par value | 24,850 | — | D |
| Employee Stock Option (Right to Buy)F5 | $15.37 | holding | — | — | — | — | Mar 3, 2024 | Common Stock, $0.01 par value | 24,959 | — | D |
| Ford Stock UnitsF6 | — | holding | — | — | — | — | — | Common Stock, $0.01 par value | 4,834 | — | D |
| Ford Stock UnitsF7 | — | holding | — | — | — | — | — | Common Stock, $0.01 par value | 10,188 | — | D |
| Ford Stock UnitsF8 | — | holding | — | — | — | — | — | Common Stock, $0.01 par value | 26,153 | — | D |
Explanation of responses
- F1This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/02/2010), 66% after two years, and in full after three years.
- F2This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/03/2011), 66% after two years, and in full after three years.
- F3This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2012), 66% after two years, and in full after three years.
- F4This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2013), 66% after two years, and in full after three years.
- F5This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2014), 66% after two years, and in full after three years.
- F6These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock on March 3, 2019.
- F7These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, to the extent of 5,018 shares Common Stock on March 2, 2019 and 5,170 shares of Common Stock on March 2, 2020.
- F8These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/02/2018), 66% after two years, and in full after three years.