SEC Form 4 · accession 0001209191-18-017167

FORD MOTOR CO · F

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Group Vice President

Period of report

Mar 2, 2018

Accepted (ET)

Mar 6, 2018 · 3:17 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000037996

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock, $0.01 par value^F1	Mar 2, 2018	M	4,496	—	A	132,404	D
Common Stock, $0.01 par value	Mar 2, 2018	M	31,415	$6.14	A	163,819	D
Common Stock, $0.01 par value	Mar 2, 2018	S	31,415	$10.3414	D	132,404	D
Common Stock, $0.01 par value	Mar 2, 2018	F	8,559	$10.40	D	123,845	D
Common Stock, $0.01 par value^F1	Mar 3, 2018	M	4,143	—	A	127,988	D
Common Stock, $0.01 par value^F1	Mar 4, 2018	M	3,288	—	A	131,276	D
Common Stock, $0.01 par value^F5	Mar 4, 2018	A	17,984	—	A	149,260	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Ford Stock Units^F1	—	Mar 4, 2018	M	3,288	D	—	—	Common Stock, $0.01 par value	3,288	0	D
Ford Stock Units^F1	—	Mar 3, 2018	M	4,143	D	—	—	Common Stock, $0.01 par value	4,143	4,269	D
Ford Stock Units^F1	—	Mar 2, 2018	M	4,496	D	—	—	Common Stock, $0.01 par value	4,496	9,129	D
Ford Stock Units^F6	—	Mar 2, 2018	A	76,923	A	—	—	Common Stock, $0.01 par value	76,923	76,923	D
Employee Stock Option (Right to Buy)^F2	$6.14	Mar 2, 2018	M	31,415	D	—	Mar 4, 2018	Common Stock, $0.01 par value	31,415	0	D

F1The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.
F2This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2008), 66% after two years, and in full after three years.
F3The price shown is the weighted average sales price for the reported transaction. The range of prices at which common stock was sold for the reported transaction was $10.33 to $10.35. A breakdown of each transaction will be provided upon request.
F4These shares were withheld by the Company to cover my income tax liability relating to March 2, 2018, March 3, 2018, and March 4, 2018 vesting of awards of Common Stock under the Company's Long-Term Incentive Plan. The amount withheld for taxes for each award was determined using the closing price of Ford stock on March 2, 2018.
F5These shares were acquired under the Company's Long-Term Incentive Plan without payment by me and are a final award related to a 2015 performance-based restricted stock unit opportunity.
F6These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/02/2018), 66% after two years, and in full after three years.