SEC Form 5 · accession 0001209191-18-009926
FORD MOTOR CO · F
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edsel B Ford II
Director
Period of report
Dec 31, 2017
Accepted (ET)
Feb 14, 2018 · 3:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000037996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Feb 14, 2017 | G | 25,462 | $0.00 | A | 486,431 | I | By Trust - Children |
| Class B Stock, $0.01 par valueF2 | Dec 22, 2017 | G | 4,440 | $0.00 | D | 932,593 | I | By Voting Trust - Children |
| Class B Stock, $0.01 par valueF3 | holding | — | — | — | 1,803,787 | I | as Trustee - Remainder/Descendants Trusts | |
| Class B Stock, $0.01 par valueF4 | holding | — | — | — | 32,508 | I | By Spouse | |
| Class B Stock, $0.01 par valueF5 | holding | — | — | — | 1,059,180 | I | By Voting Trust | |
| Class B Stock, $0.01 par valueF6 | holding | — | — | — | 1,269,672 | I | as Trustee | |
| Class B Stock, $0.01 par valueF7 | holding | — | — | — | 45,015 | I | as Trustee - Trust under Will | |
| Class B Stock, $0.01 par valueF8 | holding | — | — | — | 140,361 | I | as Trustee | |
| Common Stock, $0.01 par valueF7 | holding | — | — | — | 30,471 | I | as Trustee - Trust under Will | |
| Common Stock, $0.01 par valueF8 | holding | — | — | — | 114,259 | I | as Trustee | |
| Common Stock, $0.01 par valueF3 | holding | — | — | — | 251,938 | I | as Trustee - Remainder/Descendants Trusts | |
| Common Stock, $0.01 par value | holding | — | — | — | 111,815 | D | ||
| Common Stock, $0.01 par value | holding | — | — | — | 21,451 | I | By Company Plan | |
| Common Stock, $0.01 par valueF4 | holding | — | — | — | 24,321 | I | By Spouse | |
| Common Stock, $0.01 par valueF6 | holding | — | — | — | 17,346 | I | as Trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Ford Stock UnitsF9 | — | holding | — | — | — | — | — | Common Stock, $0.01 par value | 149,417 | 149,417 | D |
Explanation of responses
- F1I am the trustee of these trusts for my children. I disclaim beneficial ownership of these shares.
- F2I am one of four trustees of the voting trust. As shown, it holds 932,593 shares of Class B Stock for the benefit of my children. I disclaim beneficial ownership of these shares.
- F3I am the trustee of these trusts for the benefit of my children's children. I disclaim beneficial ownership of these shares.
- F4I disclaim beneficial ownership of these shares owned by my wife.
- F5I am one of four trustees of the voting trust. As shown, it holds 1,059,180 shares of Class B Stock for my benefit. I disclaim beneficial ownership of any other shares of Class B Stock in said voting trust.
- F6I am the trustee of this trust which holds these shares for the benefit of my children. I disclaim beneficial ownership of these shares.
- F7I became trustee of this trust in 1987 and this holding was inadvertently omitted from previous reports. The trust holds shares for the benefit of my children and their families. I disclaim beneficial ownership of these shares.
- F8I became trustee of these trusts in 1998 and these holdings were inadvertently omitted from previous reports. These trusts hold shares for the benefit of my children and their families. I disclaim beneficial ownership of these shares.
- F9These Ford Stock Units were acquired under the Company's Deferred Compensation Plan for Non-Employee Directors. In general, these Ford Stock Units will be converted and distributed to me, without payment, in cash, on January 10th of the year following termination of Board service, based upon the then current market value of a share of Common Stock.