SEC Form 4/A · accession 0001209191-18-009142
FORD MOTOR CO · F
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Bradley M Gayton
Officer — GVP and General Counsel
Period of report
Feb 9, 2018
Accepted (ET)
Feb 12, 2018 · 3:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000037996
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BEP Ford Stock Fund UnitsF1,F2 | — | Feb 9, 2018 | I | 1,857 | A | — | — | Common Stock, $0.01 par value | 1,857 | 11,254 | D |
Explanation of responses
- F1These Ford Stock Fund Units were credited to my account by the Company, without payment by me, in transactions exempt under Rule 16b-3(c), under the Company's Benefit Equalization Plan. The reported transaction involved an exchange into the Ford Stock Fund from an alternative investment account resulting in the acquisition of Ford Stock Fund Units. These Ford Stock Fund Units were acquired, without payment by me, using a Ford Stock Fund Unit crediting price of $3.79 per unit based on a market value Common Stock price of $10.53. In general, these Ford Stock Fund Units will be converted and distributed to me, without payment, in cash, following termination of employment, based on the then current price of a Ford Stock Unit and the then current market value of a share of Common Stock.
- F2This Form 4 amendment correctly shows the acquisition of Ford Stock units with an ending balance of 11,254 Ford Stock Units. The previously filed Form 4 report inadvertently showed a disposition of Ford Stock Units rather than an acquisition of the units.