SEC Form 4 · accession 0001209191-16-113426
FORD MOTOR CO · F
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Fields
Officer — President and CEO · Director
Period of report
Apr 4, 2016
Accepted (ET)
Apr 6, 2016 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000037996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Apr 4, 2016 | M | 1,182,341 | $7.55 | A | 2,332,519 | D | |
| Common Stock, $0.01 par valueF2 | Apr 4, 2016 | S | 438,000 | $12.8178 | D | 1,894,519 | D | |
| Common Stock, $0.01 par valueF3 | Apr 4, 2016 | S | 319,730 | $12.8328 | D | 1,574,789 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $7.55 | Apr 4, 2016 | M | 1,182,341 | D | — | Mar 4, 2017 | Common Stock, $0.01 par value | 1,182,341 | 0 | D |
Explanation of responses
- F1This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2007), 66% after two years, and in full after three years.
- F2The price shown is the weighted average sales price for the reported transaction. The range of prices at which common stock was sold for the reported transaction was $12.7700 to $12.8900. A breakdown of each transaction will be provided upon request.
- F3The price shown is the weighted average sales price for the reported transaction. The range of prices at which common stock was sold for the reported transaction was $12.7700 to $12.9050. A breakdown of each transaction will be provided upon request.