SEC Form 4 · accession 0001209191-16-106077
FORD MOTOR CO · F
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hau N Thai-Tang
Officer — Group Vice President
Period of report
Mar 3, 2016
Accepted (ET)
Mar 4, 2016 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000037996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Mar 1, 2016 | G | 10,201 | $0.00 | D | 0 | D | |
| Common Stock, $0.01 par valueF1 | Mar 3, 2016 | M | 19,799 | $7.83 | A | 19,799 | D | |
| Common Stock, $0.01 par valueF2 | Mar 3, 2016 | S | 19,799 | $13.5202 | D | 0 | D | |
| Common Stock, $0.01 par valueF3 | Mar 1, 2016 | G | 10,201 | $0.00 | A | 123,919 | I | By Spouse as Trustee |
| Common Stock, $0.01 par value | holding | — | — | — | 3,952 | I | By Company Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $7.83 | Mar 3, 2016 | M | 19,799 | D | — | Mar 9, 2016 | Common Stock, $0.01 par value | 19,799 | 0 | D |
Explanation of responses
- F1This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/10/2006), 66% after two years, and in full after three years.
- F2The price shown is the weighted average sales price for the reported transaction. The range of prices at which common stock was sold for the reported transaction was $13.5200 to $13.5250. A breakdown of each transaction will be provided upon request.
- F3These shares are held by my spouse as Trustee.