SEC Form 5 · accession 0001209191-16-098880
FORD MOTOR CO · F
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hau N Thai-Tang
Officer — Group Vice President
Period of report
Dec 31, 2015
Accepted (ET)
Feb 16, 2016 · 5:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000037996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Mar 27, 2014 | G | 17,440 | $0.00 | D | 0 | D | |
| Common Stock, $0.01 par valueF1 | Mar 31, 2015 | G | 7,463 | $0.00 | D | 0 | D | |
| Common Stock, $0.01 par valueF2 | Mar 27, 2014 | G | 17,440 | $0.00 | A | 113,718 | I | By Spouse as Trustee |
| Common Stock, $0.01 par valueF2 | Nov 7, 2014 | G | 600 | $0.00 | D | 113,718 | I | By Spouse as Trustee |
| Common Stock, $0.01 par valueF2 | Mar 31, 2015 | G | 7,463 | $0.00 | A | 113,718 | I | By Spouse as Trustee |
| Common Stock, $0.01 par value | holding | — | — | — | 3,828 | I | By Company Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BEP Ford Stock Fund UnitsF3 | — | holding | — | — | — | — | — | Common Stock, $0.01 par value | 77 | 77 | D |
| Employee Stock Option (Right to Buy)F1,F4 | $7.83 | holding | — | — | — | — | Mar 9, 2016 | Common Stock, $0.01 par value | 30,000 | 30,000 | D |
| Employee Stock Option (Right to Buy)F5 | $7.55 | holding | — | — | — | — | Mar 4, 2017 | Common Stock, $0.01 par value | 23,123 | 23,123 | D |
| Employee Stock Option (Right to Buy)F6 | $6.14 | holding | — | — | — | — | Mar 4, 2018 | Common Stock, $0.01 par value | 33,547 | 33,547 | D |
| Employee Stock Option (Right to Buy)F7 | $12.69 | holding | — | — | — | — | Mar 2, 2020 | Common Stock, $0.01 par value | 14,919 | 14,919 | D |
| Employee Stock Option (Right to Buy)F8 | $14.76 | holding | — | — | — | — | Mar 2, 2021 | Common Stock, $0.01 par value | 9,734 | 9,734 | D |
| Employee Stock Option (Right to Buy)F9 | $12.46 | holding | — | — | — | — | Mar 4, 2022 | Common Stock, $0.01 par value | 37,414 | 37,414 | D |
| Employee Stock Option (Right to Buy)F10 | $12.75 | holding | — | — | — | — | Mar 3, 2023 | Common Stock, $0.01 par value | 29,821 | 29,821 | D |
| Employee Stock Option (Right to Buy)F11 | $15.37 | holding | — | — | — | — | Mar 3, 2024 | Common Stock, $0.01 par value | 77,741 | 77,741 | D |
| Ford Stock UnitsF12 | — | holding | — | — | — | — | — | Common Stock, $0.01 par value | 34,310 | 34,310 | D |
| Ford Stock UnitsF13 | — | holding | — | — | — | — | — | Common Stock, $0.01 par value | 84,368 | 84,368 | D |
| Ford Stock UnitsF14 | — | holding | — | — | — | — | — | Common Stock, $0.01 par value | 35,294 | 35,294 | D |
Explanation of responses
- F1The balance reported is as of December 31, 2015. A transaction involving this holding was reported on a Form 4 filed on January 28, 2016.
- F10This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2013), 66% after two years, and in full after three years.
- F11This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2014), 66% after two years, and in full after three years.
- F12These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/04/2015), 66% after two years, and in full after three years.
- F13These Ford Restricted Stock Units were acquired under the Company's 2008 Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock on March 4, 2017.
- F14These Ford Restricted Stock Units were acquired under the Company's 2008 Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock on March 4, 2016.
- F2These shares are held by my spouse as Trustee. As shown, the trust holds 113,718 shares of Ford Common stock.
- F3These Ford Stock Fund Units were credited to my account by the Company, without payment by me, in transactions exempt under Rule 16b-3(c), under the Company's Benefit Equalization Plan, and included in my most recent plan statement. In general, these Ford Stock Fund Units will be converted and distributed to me, without payment, in cash, following termination of employment, based on the then current price of a Ford Stock Fund Unit and the then current market value of a share of Common Stock.
- F4This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/10/2006), 66% after two years, and in full after three years.
- F5This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2007), 66% after two years, and in full after three years.
- F6This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2008), 66% after two years, and in full after three years.
- F7This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/03/2010), 66% after two years, and in full after three years.
- F8This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/03/2011), 66% after two years, and in full after three years.
- F9This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2012), 66% after two years, and in full after three years