SEC Form 5 · accession 0001209191-16-098767

FORD MOTOR CO · F

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

David L. Schoch

Officer — Group Vice President

Period of report

Dec 31, 2015

Accepted (ET)

Feb 16, 2016 · 4:39 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000037996

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, $0.01 par value^F1	Jul 8, 2015	I	63,930	$14.37	D	63,930	I	By Company Plan
Common Stock, $0.01 par value^F2	holding	—	—		—	65,264	I	By Company Plan
Common Stock, $0.01 par value	holding	—	—		—	145,854	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F3	$7.55	holding	—	—	—	—	Mar 4, 2017	Common Stock, $0.01 par value	21,344	21,344	D
Employee Stock Option (Right to Buy)^F4	$6.14	holding	—	—	—	—	Mar 4, 2018	Common Stock, $0.01 par value	28,754	28,754	D
Employee Stock Option (Right to Buy)^F5	$1.96	holding	—	—	—	—	Mar 10, 2019	Common Stock, $0.01 par value	52,071	52,071	D
Employee Stock Option (Right to Buy)^F6	$12.69	holding	—	—	—	—	Mar 2, 2020	Common Stock, $0.01 par value	12,393	12,393	D
Employee Stock Option (Right to Buy)^F7	$14.76	holding	—	—	—	—	Mar 2, 2021	Common Stock, $0.01 par value	9,734	9,734	D
Employee Stock Option (Right to Buy)^F8	$12.46	holding	—	—	—	—	Mar 4, 2022	Common Stock, $0.01 par value	48,894	48,894	D
Employee Stock Option (Right to Buy)^F9	$12.75	holding	—	—	—	—	Mar 3, 2023	Common Stock, $0.01 par value	74,552	74,552	D
Employee Stock Option (Right to Buy)^F10	$15.37	holding	—	—	—	—	Mar 3, 2024	Common Stock, $0.01 par value	69,558	69,558	D
Ford Stock Units^F11	—	holding	—	—	—	—	—	Common Stock, $0.01 par value	31,191	31,191	D
Ford Stock Units^F12	—	holding	—	—	—	—	—	Common Stock, $0.01 par value	75,487	75,487	D
Ford Stock Units^F13	—	holding	—	—	—	—	—	Common Stock, $0.01 par value	88,235	88,235	D

Explanation of responses

F1The reported transaction represents an exchange out of shares, or units representing these shares, that were previously acquired under the Company's Savings and Stock Investment Plan.
F10The option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2014), 66% after two years, and in full after three years.
F11These Ford Restricted Stock Units were acquired under the Company's 2008 Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/04/2015), 66% after two years, and in full after three years.
F12These Ford Restricted Stock Units were acquired under the Company's 2008 Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock on March 4, 2017.
F13These Ford Restricted Stock Units were acquired under the Company's 2008 Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock on March 4, 2016.
F2Includes 1,335 shares or equivalent units acquired under Ford's Savings and Stock Investment Plan since the date of the reporting person's last ownership report.
F3The option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2007), 66% after two years, and in full after three years.
F4The option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2008), 66% after two years, and in full after three years.
F5This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/11/2009), 66% after two years, and in full after three years.
F6This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/03/2010), 66% after two years, and in full after three years.
F7This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/03/2011), 66% after two years, and in full after three years.
F8This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2012), 66% after two years, and in full after three years.
F9The option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2013), 66% after two years, and in full after three years.