SEC Form 4 · accession 0001209191-15-016039
FORD MOTOR CO · F
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Fleming
Officer — Executive Vice President
Period of report
Feb 18, 2015
Accepted (ET)
Feb 19, 2015 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000037996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Feb 18, 2015 | M | 57,021 | $6.14 | A | 434,437 | D | |
| Common Stock, $0.01 par valueF2 | Feb 18, 2015 | M | 39,363 | $12.75 | A | 473,800 | D | |
| Common Stock, $0.01 par valueF3 | Feb 18, 2015 | M | 13,624 | $7.83 | A | 487,424 | D | |
| Common Stock, $0.01 par valueF4 | Feb 18, 2015 | M | 89,795 | $12.46 | A | 577,219 | D | |
| Common Stock, $0.01 par valueF5 | Feb 18, 2015 | M | 121,107 | $12.69 | A | 698,326 | D | |
| Common Stock, $0.01 par valueF6 | Feb 18, 2015 | S | 290,987 | $16.2221 | D | 407,339 | D | |
| Common Stock, $0.01 par value | holding | — | — | — | 44,401 | I | By Company Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $6.14 | Feb 18, 2015 | M | 57,021 | D | — | Mar 4, 2018 | Common Stock, $0.01 par value | 57,021 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $7.83 | Feb 18, 2015 | M | 13,624 | D | — | Mar 9, 2016 | Common Stock, $0.01 par value | 13,624 | 0 | D |
| Employee Stock Option (Right to Buy)F2 | $12.75 | Feb 18, 2015 | M | 39,363 | D | — | Mar 3, 2023 | Common Stock, $0.01 par value | 39,363 | 79,921 | D |
| Employee Stock Option (Right to Buy)F4 | $12.46 | Feb 18, 2015 | M | 89,795 | D | — | Mar 4, 2022 | Common Stock, $0.01 par value | 89,795 | 46,259 | D |
| Employee Stock Option (Right to Buy)F5 | $12.69 | Feb 18, 2015 | M | 121,107 | D | — | Mar 2, 2020 | Common Stock, $0.01 par value | 121,107 | 7,880 | D |
Explanation of responses
- F1This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2008), 66% after two years, and in full after three years.
- F2This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2013), 66% after two years, and in full after three years.
- F3This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/10/2006), 66% after two years, and in full after three years.
- F4This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2012), 66% after two years, and in full after three years.
- F5This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/03/2010), 66% after two years, and in full after three years.
- F6The price shown is the weighted average sales price for the reported transaction. The range of prices at which common stock was sold for the reported transaction was $16.2000 to $16.2450. A breakdown of each transaction will be provided upon request.