SEC Form 5 · accession 0001209191-15-013503
FORD MOTOR CO · F
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edsel B Ford II
Director
Period of report
Dec 31, 2014
Accepted (ET)
Feb 13, 2015 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000037996
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Stock, $0.01 par valueF1 | Jan 21, 2014 | G | 1,694 | $0.00 | D | 1,794,818 | I | By Voting Trust-Children |
| Common Stock, $0.01 par value | Jan 22, 2014 | G | 8,450 | $0.00 | D | 140,499 | D | |
| Common Stock, $0.01 par valueF2 | Jan 22, 2014 | G | 6,760 | $0.00 | A | 679,724 | I | By Trust-Children |
| Common Stock, $0.01 par valueF2 | May 9, 2014 | G | 15,800 | $0.00 | A | 695,524 | I | By Trust-Children |
| Common Stock, $0.01 par valueF2 | May 9, 2014 | G | 15,800 | $0.00 | D | 679,724 | I | By Trust-Children |
| Common Stock, $0.01 par valueF3 | May 9, 2014 | G | 15,800 | $0.00 | A | 179,490 | I | as Trustee-Remainder Trusts |
| Common Stock, $0.01 par value | holding | — | — | — | 18,287 | I | By Company Plan | |
| Common Stock, $0.01 par valueF4 | holding | — | — | — | 24,321 | I | By Spouse | |
| Common Stock, $0.01 par valueF5 | holding | — | — | — | 161,909 | I | as Trustee | |
| Common Stock, $0.01 par valueF6 | holding | — | — | — | 1,341,411 | I | By Annuity Trust | |
| Class B Stock, $0.01 par valueF3 | holding | — | — | — | 1,194,905 | I | as Trustee-Remainder Trusts | |
| Class B Stock, $0.01 par valueF5 | holding | — | — | — | 1,983,119 | I | as Trustee | |
| Class B Stock, $0.01 par valueF4 | holding | — | — | — | 32,508 | I | By Spouse | |
| Class B Stock, $0.01 par valueF7 | holding | — | — | — | 80 | I | By Voting Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Ford Stock UnitsF8 | — | holding | — | — | — | — | — | Common Stock, $0.01 par value | 127,400 | 127,400 | D |
Explanation of responses
- F1I am one of four trustees of the voting trust. As shown, it holds 1,794,818 shares of Class B Stock for the benefit of my children. I disclaim benefical ownership of these shares.
- F2I am the trustee of these trusts for my children. I disclaim beneficial ownership of these shares.
- F3I am the trustee of these trusts for the benefit of my children's children. I disclaim beneficial ownership of these shares.
- F4I disclaim beneficial ownership of these shares owned by my wife.
- F5I am the trustee of this trust which holds these shares for the benefit of my children. I disclaim beneficial ownership of these shares.
- F6These shares are held in a grantor retained annuity trust of which I am trustee.
- F7I am one of four trustees of the voting trust. As shown, it holds 80 shares of Class B Stock for my benefit. I disclaim benefical ownership of any other shares of Class B Stock in said voting trust.
- F8These Ford Stock Units were acquired under the Company's Deferred Compensation Plan for Non-Employee Directors. In general, these Ford Stock Units will be converted and distributed to me, without payment, in cash, on January 10th of the year following termination of Board service, based upon the then current market value of a share of Common Stock.