SEC Form 5 · accession 0001209191-19-009688
FNB CORP/PA/ · FNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James L Dutey
Officer — Corporate Controller
Period of report
Dec 31, 2018
Accepted (ET)
Feb 13, 2019 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000037808
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 17, 2018 | A | 659 | $10.11 | A | 2,311 | I | By Trust (401k Plan) |
| Common Stock | holding | — | — | — | 2,500 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3 | $14.87 | holding | — | — | — | Mar 31, 2020 | Mar 31, 2020 | Common Stock | 7,341 | 7,341 | D |
| Restricted Stock UnitsF4 | $13.15 | holding | — | — | — | Mar 31, 2021 | Mar 31, 2021 | Common Stock | 3,094 | 3,094 | D |
Explanation of responses
- F1Represents employee and/or employer contributions pursuant to exempt 401(k) Plan during FYE 2018.
- F2Includes 549.7277 shares acquired under the F.N.B. Corporation Dividend Reinvestment Plan.
- F3Includes 270 shares acquired under the F.N.B. Corporation Dividend Reinvestment Plan.
- F4Includes 90 shares acquired under the F.N.B. Corporation Dividend Reinvestment Plan.