SEC Form 5 · accession 0001209191-18-006443
FNB CORP/PA/ · FNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Orie
Officer — Chief Legal Officer · Other
Period of report
Dec 31, 2017
Accepted (ET)
Feb 1, 2018 · 4:00 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000037808
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Aug 14, 2017 | A | 1,157 | $14.87 | A | 2,532 | I | By Trust (401k Plan) |
| Common StockF1 | holding | — | — | — | 11,350 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4 | $13.14 | holding | — | — | — | Mar 31, 2018 | Mar 31, 2018 | Common Stock | 2,294 | 2,294 | D |
| Restricted Stock UnitsF5 | $13.01 | holding | — | — | — | Mar 31, 2019 | Mar 31, 2019 | Common Stock | 2,324 | 2,324 | D |
| Restricted Stock UnitsF6 | $14.87 | holding | — | — | — | Mar 31, 2020 | Mar 31, 2020 | Common Stock | 2,912 | 2,912 | D |
Explanation of responses
- F1Includes 613.0764 shares acquired under the F.N.B. Corporation Dividend Reinvestment Plan.
- F2Represents employee and/or employer contributions pursuant to exempt 401(k) Plan during FYE 2017.
- F3Includes 21.7355 shares acquired under the F.N.B. Corporation Dividend Reinvestment Plan.
- F4Includes 77.0000 shares acquired under the F.N.B. Corporation Dividend Reinvestment Plan.
- F5Includes 78.0000 shares acquired under the F.N.B. Corporation Dividend Reinvestment Plan.
- F6Includes 76.0000 shares acquired under the F.N.B. Corporation Dividend Reinvestment Plan.