SEC Form 5 · accession 0001209191-17-006920
FNB CORP/PA/ · FNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary L Guerrieri
Officer — Chief Credit Officer
Period of report
Dec 31, 2016
Accepted (ET)
Feb 2, 2017 · 11:22 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000037808
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2016 | A | 1,329 | $12.17 | A | 38,776 | I | By Trust (401k Plan) |
| Common Stock | holding | — | — | — | 45,622 | D | ||
| Common StockF3 | holding | — | — | — | 649 | I | By Child | |
| Depositary Shares Representing Series E Preferred Stock | holding | — | — | — | 400 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4 | $13.40 | holding | — | — | — | Mar 31, 2017 | Mar 31, 2017 | Common Stock | 7,146 | 7,146 | D |
| Restricted Stock UnitsF5 | $13.14 | holding | — | — | — | Mar 31, 2018 | Mar 31, 2018 | Common Stock | 7,258 | 7,258 | D |
| Restricted Stock UnitsF6 | $13.01 | holding | — | — | — | Mar 31, 2019 | Mar 31, 2019 | Common Stock | 7,656 | 7,656 | D |
Explanation of responses
- F1Represents employee and/or employer contributions pursuant to exempt 401(k) Plan during FYE 2016.
- F2Includes 1,273.8327 shares acquired under the F.N.B. Corporation Dividend Reinvestment Plan.
- F3Includes 22.8334 shares acquired under the F.N.B. Corporation Dividend Reinvestment Plan.
- F4Includes 252.0000 units acquired under the F.N.B. Corporation Dividend Reinvestment Plan.
- F5Includes 255.0000 units acquired under the F.N.B. Corporation Dividend Reinvestment Plan.
- F6Includes 201.0000 units acquired under the F.N.B. Corporation Dividend Reinvestment Plan.