SEC Form 5 · accession 0001209191-17-006628
FNB CORP/PA/ · FNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vincent J Delie Jr.
Officer — CEO and President · Director
Period of report
Dec 31, 2016
Accepted (ET)
Feb 1, 2017 · 2:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000037808
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Mar 1, 2016 | A | 3,270 | $12.23 | A | 38,264 | I | By Trust (401k Plan) |
| Common StockF1 | holding | — | — | — | 181,225 | D | ||
| Depositary Shares Representing Series E Preferred Stock | holding | — | — | — | 1,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4 | $13.40 | holding | — | — | — | Mar 31, 2017 | Mar 31, 2017 | Common Stock | 20,958 | 20,958 | D |
| Restricted Stock UnitsF5 | $13.14 | holding | — | — | — | Mar 31, 2018 | Mar 31, 2018 | Common Stock | 26,758 | 26,758 | D |
| Restricted Stock UnitsF6 | $13.01 | holding | — | — | — | Mar 31, 2019 | Mar 31, 2019 | Common Stock | 59,507 | 59,507 | D |
Explanation of responses
- F1Includes 6171.3342 shares acquired under the F.N.B. Corporation Dividend Reinvestment Plan.
- F2Represents employee and/or employer contributions pursuant to exempt 401(k) Plan during FYE 2016.
- F3Includes 1,321.6957 shares acquired under the F.N.B. Corporation Dividend Reinvestment Plan.
- F4Includes 738.0000 units acquired under the F.N.B. Corporation Dividend Reinvestment Plan.
- F5Includes 942.0000 units acquired under the F.N.B. Corporation Dividend Reinvestment Plan.
- F6Includes 1565.0000 units acquired under the F.N.B. Corporation Dividend Reinvestment Plan.