SEC Form 5 · accession 0001209191-16-097226
FNB CORP/PA/ · FNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jr John C Williams
Officer — Executive Vice President
Period of report
Dec 31, 2015
Accepted (ET)
Feb 10, 2016 · 1:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000037808
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 20, 2015 | A | 1,920 | $12.93 | A | 12,823 | I | By Trust (401k Plan) |
| Common StockF3 | holding | — | — | — | 40,128 | D | ||
| Common Stock | holding | — | — | — | 1,633 | I | By IRA | |
| Depositary Shares Representing Series E Preferred Stock | holding | — | — | — | 2,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4 | $13.40 | holding | — | — | — | Mar 31, 2017 | Mar 31, 2017 | Common Stock | 7,582 | 7,582 | D |
| Restricted Stock UnitsF5,F6 | $13.14 | holding | — | — | — | Mar 31, 2018 | Mar 31, 2018 | Common Stock | 1,176 | 1,176 | D |
Explanation of responses
- F1Represents employee and/or employer contributions pursuant to exempt 401(k) Plan during FYE 2015.
- F2Includes 434.3267 shares acquired under the F.N.B. Corporation Dividend Reinvestment Plan.
- F3Includes 1,344.0197 shares acquired under the F.N.B. Corporation Dividend Reinvestment Plan.
- F4Includes 265.8581 units acquired under the F.N.B. Corporation Dividend Reinvestment Plan.
- F5Includes 157.9424 units acquired under the F.N.B. Corporation Dividend Reinvestment Plan.
- F6Per Mr. Williams' retirement on September 4, 2015; 7,224.2308 units were forfeited.
Remarks
Mr. Williams retired from First National Bank on September 4, 2015.