SEC Form 4 · accession 0001127602-19-006749
FMC CORP · FMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pierre R Brondeau
Officer — CEO and Chairman of Bd · Director
Period of report
Feb 15, 2019
Accepted (ET)
Feb 19, 2019 · 3:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000037785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2019 | M | 3,766 | $40.885 | A | 312,861 | D | |
| Common StockF1 | Feb 15, 2019 | S | 3,766 | $84.89 | D | 309,095 | D | |
| Common Stock | Feb 15, 2019 | M | 64,658 | $40.885 | A | 373,753 | D | |
| Common StockF2 | Feb 15, 2019 | S | 64,658 | $84.21 | D | 309,095 | D | |
| Common StockF3 | Feb 15, 2019 | S | 26,000 | $84.58 | D | 283,095 | D | |
| Common StockF4 | holding | — | — | — | 51,001 | I | Thrift Plan | |
| Common Stock | holding | — | — | — | 54,705 | I | By one or more GRATS |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $40.885 | Feb 15, 2019 | M | 3,766 | D | Feb 17, 2014 | Feb 17, 2021 | Common Stock | 3,766 | 64,658 | D |
| Stock Option (Right to Buy) | $40.885 | Feb 15, 2019 | M | 64,658 | D | Feb 17, 2014 | Feb 17, 2021 | Common Stock | 64,658 | 0 | D |
Explanation of responses
- F1Represents the weighted average sales price for price increments ranging from $84.75 to $85.06. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F2Represents the weighted average sales price for price increments ranging from $84.17 to $84.46. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F3Represents the weighted average sales price for price increments ranging from $84.17 to $85.07. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
- F4Based on plan statement as of February 15, 2019.