SEC Form 4 · accession 0001127602-18-007107
FMC CORP · FMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pierre R Brondeau
Officer — CEO, President, Chairman of Bd · Director
Period of report
Feb 15, 2018
Accepted (ET)
Feb 20, 2018 · 3:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000037785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2018 | A | 12,302 | $0.00 | A | 293,217 | D | |
| Common Stock | Feb 15, 2018 | A | 35,086 | $0.00 | A | 328,303 | D | |
| Common Stock | Feb 15, 2018 | A | 19,944 | $0.00 | A | 348,247 | D | |
| Common StockF2 | Feb 15, 2018 | A | 25,233 | $0.00 | A | 373,480 | D | |
| Common StockF3 | Feb 15, 2018 | A | 490 | $0.00 | A | 373,970 | D | |
| Common StockF3 | Feb 15, 2018 | A | 140 | $0.00 | A | 374,110 | D | |
| Common StockF3 | Feb 15, 2018 | A | 1,188 | $0.00 | A | 375,298 | D | |
| Common StockF4 | holding | — | — | — | 50,445 | I | Thrift Plan | |
| Common Stock | holding | — | — | — | 65,852 | I | By one or more GRATS |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $85.24 | Feb 15, 2018 | A | 62,092 | A | Feb 15, 2021 | Feb 15, 2028 | Common Stock | 62,092 | 62,092 | D |
Explanation of responses
- F1Includes 14,613 shares distributed to the Reporting Person by one or more GRATs of which the Reporting Person is the trustee.
- F2These restricted stock units represent an incremental grant awarded to the Reporting Person due to achievement of applicable performance targets with respect to a performance-based restricted stock unit award previously reported on a Form 4 filed on March 3, 2015.
- F3These shares were issued pursuant to dividend equivalent rights accrued with respect to performance-based restricted stock units that were "banked" as of this date.
- F4Based on plan statement as of February 15, 2018.