SEC Form 4 · accession 0001127602-17-009300
FMC CORP · FMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pierre R Brondeau
Officer — CEO, President, Chairman of Bd · Director
Period of report
Dec 12, 2016
Accepted (ET)
Mar 1, 2017 · 4:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000037785
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 12, 2016 | G | 9,535 | $0.00 | A | 262,448 | D | |
| Common StockF1 | Dec 12, 2016 | G | 9,535 | $0.00 | D | 37,465 | I | As Trustee |
| Common StockF2 | Dec 16, 2016 | G | 43,000 | $0.00 | D | 219,448 | D | |
| Common StockF2 | Dec 16, 2016 | G | 43,000 | $0.00 | A | 80,465 | I | As Trustee |
| Common Stock | Feb 17, 2017 | F | 7,199 | $57.83 | D | 212,249 | D | |
| Common Stock | Feb 27, 2017 | A | 18,559 | $0.00 | A | 230,808 | D | |
| Common Stock | Feb 27, 2017 | A | 35,084 | $0.00 | A | 265,892 | D | |
| Common StockF3 | Feb 27, 2017 | A | 410 | $0.00 | A | 266,302 | D | |
| Common StockF4 | holding | — | — | — | 50,040 | I | Thrift Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $57.63 | Feb 27, 2017 | A | 102,548 | A | Feb 27, 2020 | Feb 27, 2027 | Common Stock | 102,548 | 102,548 | D |
Explanation of responses
- F1Annuity payment to the reporting person from the 2015 Grantor Retained Annuity Trust of Pierre Brondeau
- F2Gift from the reporting person to the 2015 Grantor Retained Annuity Trust of Pierre Brondeau
- F3These shares were issued pursuant to dividend equivalent rights accrued with respect to performance-based restricted stock units that were "banked" as of this date.
- F4Based on plan statement as of February 27, 2017.