SEC Form 4 · accession 0001127602-17-030208
FIRST HORIZON CORP · FHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
R Brad Martin
Director
Period of report
Oct 20, 2017
Accepted (ET)
Oct 23, 2017 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000036966
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 20, 2017 | M | 2,985 | $18.853 | A | 482,188 | D | |
| Common StockF1 | Oct 20, 2017 | M | 1,094 | $18.278 | A | 483,282 | D | |
| Common StockF1 | Oct 20, 2017 | M | 1,370 | $18.236 | A | 484,652 | D | |
| Common StockF2 | Oct 20, 2017 | S | 2,985 | $19.255 | D | 481,667 | D | |
| Common StockF2 | Oct 20, 2017 | S | 1,094 | $19.253 | D | 480,573 | D | |
| Common StockF2 | Oct 20, 2017 | S | 1,370 | $19.254 | D | 479,203 | D | |
| Common Stock | holding | — | — | — | 7,201 | I | By Spouse | |
| Common Stock | holding | — | — | — | 12,665 | I | By Trust For Child A | |
| Common Stock | holding | — | — | — | 12,665 | I | By Trust For Child B | |
| Common Stock | holding | — | — | — | 12,665 | I | By Trust For Child C |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $18.853 | Oct 20, 2017 | M | 2,985 | D | Jan 2, 2001 | Jan 2, 2021 | Common Stock | 2,985 | 0 | D |
| Stock Options (Right to Buy)F1 | $18.278 | Oct 20, 2017 | M | 1,094 | D | Jul 1, 2003 | Jul 1, 2023 | Common Stock | 1,094 | 0 | D |
| Stock Options (Right to Buy)F1 | $18.236 | Oct 20, 2017 | M | 1,370 | D | Jan 2, 2004 | Jan 2, 2024 | Common Stock | 1,370 | 0 | D |
Explanation of responses
- F1Exercise price and number of shares adjusted to reflect one-time adjustment for cumulative stock dividends for the period 10/01/08 through 01/01/11
- F2Sale of option shares intended to cover the cost of the exercise and for other purposes.