SEC Form 4 · accession 0001127602-16-066694
FIRST HORIZON CORP · FHN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John M Daniel
Officer — EVP & Chief HR Officer
Period of report
Nov 9, 2016
Accepted (ET)
Nov 10, 2016 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000036966
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 9, 2016 | M | 42,531 | $11.85 | A | 272,586 | D | |
| Common StockF2 | Nov 9, 2016 | S | 42,531 | $16.00 | D | 230,055 | D | |
| Common Stock | holding | — | — | — | 20,771 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F1 | $11.85 | Nov 9, 2016 | M | 42,531 | D | Feb 11, 2012 | Feb 11, 2018 | Common Stock | 42,531 | 0 | D |
Explanation of responses
- F1Option exercise and share sales implemented under a Rule 10b5-1 plan.
- F2Sale of option shares intended to cover the cost of exercise including taxes and for other purposes.