SEC Form 3 · accession 0001174947-19-000255
FIRST REAL ESTATE INVESTMENT TRUST OF NEW JERSEY · FREVS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allan Tubin
Officer — CFO and Treasurer
Period of report
Feb 7, 2019
Accepted (ET)
Feb 25, 2019 · 3:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000036840
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Shares of Beneficial InterestF1 | holding | — | — | — | 5,000 | D | ||
| Shares of Beneficial InterestF1,F2 | holding | — | — | — | 2,662 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to PurchaseF3,F1 | $18.45 | holding | — | — | — | — | Sep 3, 2024 | Shares of Beneficial Interest | 6,000 | — | D |
Explanation of responses
- F1First Real Estate Investment Trust of New Jersey is a real estate investment trust. Beneficial interests in the Trust are designated as "shares" without par value.
- F2Shares held by Mr. Tubin's spouse, as to which shares Mr. Tubin disclaims beneficial interest.
- F3The shares underlying the option vest as follows: 1,200 shares vested on September 4, 2015; 1,200 shares vested on September 4, 2016; 1,200 shares vested on September 4, 2017; 1,200 shares vested on September 4, 2018; and 1,200 shares will vest on September 4, 2019.