SEC Form 4 · accession 0001104659-19-005169
FIRST HAWAIIAN, INC. · FHB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Feb 1, 2019
Accepted (ET)
Feb 1, 2019 · 5:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000036377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 1, 2019 | S | 24,859,750 | $26.11 | D | 0 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Following the sale of 24,859,750 shares in a public secondary offering, BNP Paribas has fully exited its stake in First Hawaiian, Inc. common stock.
- F2Prior to the completion of the sale of the 24,859,750 shares in a public secondary offering, the shares of the common stock, par value $0.01 per share ("Common Stock"), of First Hawaiian, Inc. (the "Company"), were owned of record by BancWest Corporation ("BWC"). BNP Paribas USA, Inc. ("BNPP USA"), the parent company of BWC, and BNP Paribas ("BNPP"), the parent company of BNPP USA, were deemed to beneficially own all such shares of Common Stock. The board of directors of BNPP had the power to vote, or direct the vote of, and to dispose, or direct the disposition of, shares of Common Stock owned of record by BWC.
Remarks
* Julien Montel also signed this Form 4 on behalf of BNP Paribas, as Senior Analyst of Corporate Financial Structuring. * James Farris also signed this Form 4 on behalf of BNP Paribas USA, Inc., as an Authorized Agent.