SEC Form 4 · accession 0001104659-18-032244
FIRST HAWAIIAN, INC. · FHB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
May 10, 2018
Accepted (ET)
May 10, 2018 · 5:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000036377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 10, 2018 | S | 15,300,000 | $27.56 | D | 71,159,620 | I | See footnote |
| Common StockF2,F1 | May 10, 2018 | D | 2,968,069 | $27.56 | D | 68,191,551 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares of the common stock, par value $0.01 per share ("Common Stock"), of First Hawaiian, Inc. (the "Company"), are owned of record by BancWest Corporation ("BWC"). BNP Paribas USA, Inc. ("BNPP USA"), the parent company of BWC, and BNP Paribas ("BNPP"), the parent company of BNPP USA, are deemed to beneficially own all such shares of Common Stock. The board of directors of BNPP has the power to vote, or direct the vote of, and to dispose, or direct the disposition of, shares of Common Stock owned of record by BWC. BNPP may be deemed a director by deputization of the Company.
- F2Reflects the amount of Common Stock beneficially owned following the sale of 15,300,000 shares of Common Stock in a public secondary offering and the concurrent sale of 2,968,069 shares of Common Stock to the Company.
Remarks
* Norberto Cordisco Respighi also signed this Form 4 on behalf of BNP Paribas, as an officer in Corporate Financial Structuring. * Pierre Bouchara also signed this Form 4 on behalf of BNP Paribas USA, Inc., as an Authorized Agent.