SEC Form 4 · accession 0001104659-17-006194
FIRST HAWAIIAN, INC. · FHB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Jan 31, 2017
Accepted (ET)
Feb 2, 2017 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000036377
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 31, 2017 | S | 25,000,000 | $32.00 | D | 90,209,620 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares of the common stock, par value $0.01 per share ("Common Stock"), of First Hawaiian, Inc. (the "Company"), are owned of record by BancWest Corporation ("BWC"). BNP Paribas USA, Inc. ("BNPP USA"), the parent company of BWC, and BNP Paribas ("BNPP"), the parent company of BNPP USA, are deemed to beneficially own all such shares of Common Stock. The board of directors of BNPP has the power to vote, or direct the vote of, and to dispose, or direct the disposition of, shares of Common Stock owned of record by BWC. BNPP may be deemed a director by deputization of the Company.
Remarks
* Pierre-Julien Marboeuf also signed this Form 4 on behalf of BNP Paribas, as its Head of Financial Management. * Phiroze Rao also signed this Form 4 on behalf of BNP Paribas USA, Inc., as its Chief Financial Officer.