SEC Form 5 · accession 0001667731-17-000120
FIRST HARTFORD CORP · FHRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Filippelli
10% Owner
Period of report
Apr 30, 2014
Accepted (ET)
Apr 7, 2017 · 2:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000036369
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1.00 p.v.F1 | Dec 27, 2013 | L | 2,000 | $2.30 | A | 319,258 | D | |
| Common Stock, $1.00 p.v.F1 | Dec 30, 2013 | L | 1,000 | $2.30 | A | 319,258 | D | |
| Common Stock, $1.00 p.v.F1 | Dec 31, 2013 | L | 1,000 | $2.35 | A | 319,258 | D | |
| Common Stock, $1.00 p.v.F1 | Dec 31, 2013 | P | 1,000 | $2.40 | A | 319,258 | D | |
| Common Stock, $1.00 p.v.F1 | Mar 19, 2014 | P | 1,000 | $1.50 | A | 319,258 | D | |
| Common Stock, $1.00 p.v.F1 | Apr 24, 2014 | P | 1,000 | $1.70 | A | 319,258 | D | |
| Common Stock, $1.00 p.v.F2 | holding | — | — | — | 3,652 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes shares owned jointly with spouse in joint pension fund.
- F2Such shares owned solely by spouse. Reporting Person disclaims any and all rights of beneficial ownership in such shares.