SEC Form 4 · accession 0001209191-19-006239

M&T BANK CORP · MTB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Darren J King

Officer — E.V.P./Chief Financial Officer

Period of report

Jan 29, 2019

Accepted (ET)

Jan 31, 2019 · 5:41 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000036270

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Oct 31, 2018	G	444	$0.00	D	43,448	D
Common Stock^F3,F2	Jan 29, 2019	A	2,270	$0.00	A	45,718	D
Common Stock	Jan 29, 2019	F	840	$168.00	D	44,878	D
Common Stock^F5,F6	Oct 31, 2018	G	148	$0.00	A	534	I	By Son
Common Stock^F5,F7	Oct 31, 2018	G	148	$0.00	A	534	I	By Daughter
Common Stock^F5,F7	Oct 31, 2018	G	148	$0.00	A	534	I	By Daughter
Common Stock^F8	holding	—	—		—	2,318	I	By 401(k) Plan

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Phantom Common Stock Units^F8,F9	—	holding	—	—	—	—	—	Common Stock	—	137	I

Explanation of responses

F1The reported transaction involves a transfer of securities by gift for which no payment of consideration was received by the reporting person.
F2Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on January 29, 2016, upon achievement of performance goals under the 2009 M&T Bank Corporation Equity Incentive Compensation Plan.
F3The performance-based restricted stock units were granted under an equity incentive compensation plan maintained by M&T Bank Corporation, and therefore the reporting person paid no price for the performance-based restricted stock units.
F4Shares withheld for taxes upon the settlement in shares of performance-based restricted stock units previously granted to the reporting person.
F5The reported transaction involves a transfer of securities by gift for which no consideration was paid.
F6These shares are owned by the son of the reporting person through a custodial account under the Uniform Transfers to Minors Act for which the reporting person is custodian.
F7These shares are owned by the daughter of the reporting person through a custodial account under the Uniform Transfers to Minors Act for which the reporting person is custodian.
F8The information presented is as of December 31, 2018.
F9The reported phantom common stock units are held by the reporting person in an excess benefit plan account maintained by M&T Bank Corporation and represent a like number of shares of M&T Bank Corporation common stock. The phantom common stock units may only be settled in cash upon distribution in accordance with the terms of the plan. The reported phantom common stock units also include units acquired through the dividend reinvestment feature of the plan.