SEC Form 4 · accession 0001209191-18-006260
M&T BANK CORP · MTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard S Gold
Officer — President & COO · Director
Period of report
Jan 29, 2018
Accepted (ET)
Jan 31, 2018 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000036270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 16, 2017 | G | 80 | $0.00 | D | 39,246 | D | |
| Common StockF1 | Dec 18, 2017 | G | 310 | $0.00 | D | 38,936 | D | |
| Common StockF3,F2 | Jan 29, 2018 | A | 3,631 | $0.00 | A | 42,567 | D | |
| Common Stock | Jan 29, 2018 | F | 1,585 | $189.79 | D | 40,982 | D | |
| Common StockF3,F5 | Jan 30, 2018 | A | 3,462 | $0.00 | A | 44,444 | D | |
| Common Stock | Jan 30, 2018 | F | 1,696 | $190.57 | D | 42,748 | D | |
| Common StockF6,F7 | holding | — | — | — | 2 | D | ||
| Common StockF8 | holding | — | — | — | 17 | I | By Son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported transaction involves a transfer of securities by gift for which no payment of consideration was received by the reporting person.
- F2Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on January 29, 2016, upon achievement of performance goals under the 2009 M&T Bank Corporation Equity Incentive Compensation Plan.
- F3The performance-based restricted stock units were granted under an equity incentive compensation plan maintained by M&T Bank Corporation, and therefore the reporting person paid no price for the performance-based restricted stock units.
- F4Shares withheld for taxes upon the settlement in shares of performance-based restricted stock units previously granted to the reporting person.
- F5Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on January 30, 2015, upon achievement of performance goals under the 2009 M&T Bank Corporation Equity Incentive Compensation Plan.
- F6Includes 0.029 of a share which was acquired between April 1, 2017 and December 29, 2017 through participation in the M&T Bank Corporation Dividend Reinvestment Plan.
- F7Jointly owned.
- F8These shares are owned by the son of the reporting person through a custodial account under the Uniform Transfers to Minors Act for which the reporting person is custodian.