SEC Form 4 · accession 0001209191-17-006489
M&T BANK CORP · MTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard S Gold
Officer — Executive Vice President
Period of report
Jan 27, 2017
Accepted (ET)
Jan 31, 2017 · 6:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000036270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F1 | Jan 27, 2017 | A | 3,630 | $0.00 | A | 46,345 | D | |
| Common Stock | Jan 27, 2017 | F | 1,343 | $164.04 | D | 45,002 | D | |
| Common StockF2,F4 | Jan 30, 2017 | A | 3,461 | $0.00 | A | 48,463 | D | |
| Common Stock | Jan 30, 2017 | F | 1,778 | $163.25 | D | 46,685 | D | |
| Common StockF5,F6 | holding | — | — | — | 2 | D | ||
| Common StockF7 | holding | — | — | — | 17 | I | By Son |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on January 29, 2016, upon achievement of performance goals under the 2009 M&T Bank Corporation Equity Incentive Compensation Plan.
- F2The performance-based restricted stock units were granted under an equity incentive compensation plan maintained by M&T Bank Corporation, and therefore the reporting person paid no price for the performance-based restricted stock units.
- F3Shares withheld for taxes upon the settlement in shares of performance-based restricted stock units previously granted to the reporting person.
- F4Shares issued pursuant to vesting of performance-based restricted stock units that were granted to the reporting person on January 30, 2015, upon achievement of performance goals under the 2009 M&T Bank Corporation Equity Incentive Compensation Plan.
- F5Includes 0.009 of a share which was acquired between September 30, 2016 and December 31, 2016 through participation in the M&T Bank Corporation Dividend Reinvestment Plan.
- F6Jointly owned.
- F7These shares are owned by the son of the reporting person through a custodial account under the Uniform Transfers to Minors Act for which the reporting person is custodian.