SEC Form 4 · accession 0001209191-16-149880
M&T BANK CORP · MTB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael R Spychala
Officer — Sr. VP & Controller
Period of report
Nov 9, 2016
Accepted (ET)
Nov 14, 2016 · 5:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000036270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2016 | M | 8,045 | $121.31 | A | 44,392 | D | |
| Common Stock | Nov 9, 2016 | F | 7,612 | $131.54 | D | 36,780 | D | |
| Common StockF1,F2 | holding | — | — | — | 1,953 | I | By Son | |
| Common StockF3 | holding | — | — | — | 1,335 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy)F5,F4 | $121.31 | Nov 9, 2016 | M | 8,045 | D | — | Jan 31, 2017 | Common Stock | 8,045 | 0 | D |
Explanation of responses
- F1Includes 35.206995 shares acquired between January 1, 2016 and September 30, 2016 through participation in the issuer's transfer agent's Direct Stock Purchase and Dividend Reinvestment Plan.
- F2These shares are owned by the son of the reporting person.
- F3The information presented is as of September 30, 2016.
- F4Currently exercisable.
- F5The option was granted under an employee stock option plan maintained by M&T Bank Corporation, and therefore the reporting person paid no price for the option.