SEC Form 4 · accession 0001209191-16-147699

M&T BANK CORP · MTB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Oct 28, 2016

Accepted (ET)

Nov 1, 2016 · 5:52 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000036270

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Oct 28, 2016	M	7,098	$91.28	A	51,011	D
Common Stock	Oct 28, 2016	F	6,196	$121.98	D	44,815	D
Common Stock^F2	holding	—	—		—	6,729	I	By 401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Stock^F4,F3	$91.28	Oct 28, 2016	M	7,098	D	—	Jan 31, 2018	Common Stock	7,098	14,195	D
Phantom Common Stock Units^F2,F5	—	holding	—	—	—	—	—	Common Stock	—	2,435	I

F1The reported transaction involved the exercise of stock options pursuant to a pre-authorized trading plan meeting the requirements of Rule 10b5-1(c)(1) under the Securities Exchange Act of 1934, as amended.
F2The information presented is as of September 30, 2016.
F3Currently exercisable.
F4The option was granted under an employee stock option plan maintained by M&T Bank Corporation, and therefore the reporting person paid no price for the option.
F5The reported phantom common stock units are held by the reporting person in an excess benefit plan account maintained by M&T Bank Corporation and represent a like number of shares of M&T Bank Corporation common stock. The phantom common stock units may only be settled in cash upon distribution in accordance with the terms of the plan. The reported phantom common stock units also include units acquired through the dividend reinvestment feature of the plan.