SEC Form 4 · accession 0001225208-19-001862
US BANCORP \DE\ · USB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leslie V Godridge
Officer — Vice Chairman
Period of report
Feb 4, 2019
Accepted (ET)
Feb 6, 2019 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000036104
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Feb 4, 2019 | M | 14,737 | $28.63 | A | 61,737 | D | |
| Common Stock, $0.01 par value | Feb 4, 2019 | S | 14,737 | $51.50 | D | 47,000 | D | |
| Common Stock, $0.01 par valueF1 | holding | — | — | — | 12,620 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $28.63 | Feb 4, 2019 | M | 14,737 | D | — | Feb 15, 2022 | Common Stock, $0.01 par value | 14,737 | 0 | D |
Explanation of responses
- F1Based on a plan report dated January 31, 2019, the most recent plan report available.
- F2The option vested in four equal annual installments beginning on February 15, 2013.