SEC Form 4 · accession 0001225208-18-015357
US BANCORP \DE\ · USB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Andrew Cecere
Officer — Chairman, President and CEO · Director
Period of report
Nov 8, 2018
Accepted (ET)
Nov 9, 2018 · 4:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000036104
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Nov 8, 2018 | M | 183,374 | $25.35 | A | 892,517 | D | |
| Common Stock, $0.01 par value | Nov 8, 2018 | S | 183,374 | $52.95 | D | 709,143 | D | |
| Common Stock, $0.01 par valueF1 | holding | — | — | — | 11,336 | I | By 401(k) plan | |
| Common Stock, $0.01 par value | holding | — | — | — | 341 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $25.35 | Nov 8, 2018 | M | 183,374 | D | — | Oct 22, 2019 | Common Stock, $0.01 par value | 183,374 | 0 | D |
Explanation of responses
- F1Based on a plan report dated October 31, 2018, the most recent plan report available.
- F2This option vested in four equal annual installments beginning on October 22, 2010.