SEC Form 4 · accession 0001225208-17-009252
US BANCORP \DE\ · USB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leslie V Godridge
Officer — Vice Chairman
Period of report
May 3, 2017
Accepted (ET)
May 5, 2017 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000036104
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | May 3, 2017 | M | 14,192 | $28.70 | A | 62,303 | D | |
| Common Stock, $0.01 par value | May 3, 2017 | S | 14,192 | $52.18 | D | 48,111 | D | |
| Common Stock, $0.01 par valueF1 | holding | — | — | — | 11,159 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $28.70 | May 3, 2017 | M | 14,192 | D | — | Feb 16, 2021 | Common Stock, $0.01 par value | 14,192 | 0 | D |
Explanation of responses
- F1Based on a plan report dated April 30, 2017, the most recent plan report available.
- F2The option vested in four equal annual installments beginning on February 16, 2012.