SEC Form 4 · accession 0001225208-16-041937
US BANCORP \DE\ · USB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig D Schnuck
Director
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 4:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000036104
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Nov 15, 2016 | M | 16,544 | $35.76 | A | 19,571 | D | |
| Common Stock, $0.01 par value | Nov 15, 2016 | S | 16,544 | $48.44 | D | 3,027 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Employee Director Stock Option (Right to Buy)F1 | $35.76 | Nov 15, 2016 | M | 16,544 | D | — | Jan 17, 2017 | Common Stock, $0.01 par value | 16,544 | 0 | D |
Explanation of responses
- F1The option vested in four equal annual installments beginning on January 17, 2008.