SEC Form 4 · accession 0001225208-16-040929

US BANCORP \DE\ · USB

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Vice Chairman

Period of report

Oct 28, 2016

Accepted (ET)

Nov 1, 2016 · 4:32 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000036104

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock, $0.01 par value	Oct 28, 2016	M	63,852	$28.63	A	309,648	D
Common Stock, $0.01 par value	Oct 28, 2016	M	59,129	$28.70	A	368,777	D
Common Stock, $0.01 par value^F1	Oct 28, 2016	S	59,129	$44.77	D	309,648	D
Common Stock, $0.01 par value^F2	Oct 28, 2016	S	63,852	$44.80	D	245,796	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F3	$28.63	Oct 28, 2016	M	63,852	D	—	Feb 15, 2022	Common Stock, $0.01 par value	63,852	0	D
Employee Stock Option (Right to Buy)^F4	$28.70	Oct 28, 2016	M	59,129	D	—	Feb 16, 2021	Common Stock, $0.01 par value	59,129	0	D

F1The price in Column 4 is a weighted average price. The prices actually received ranged from $44.74 to $44.78. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F2The price in Column 4 is a weighted average price. The prices actually received ranged from $44.78 to $44.80. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F3The option vested in four equal annual installments beginning on February 15, 2013.
F4The option vested in four equal annual installments beginning on February 16, 2012.