SEC Form 4 · accession 0001225208-16-040790
US BANCORP \DE\ · USB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Craig D Schnuck
Director
Period of report
Oct 26, 2016
Accepted (ET)
Oct 27, 2016 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000036104
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Oct 26, 2016 | M | 16,544 | $35.76 | A | 19,571 | D | |
| Common Stock, $0.01 par valueF1 | Oct 26, 2016 | S | 16,544 | $44.01 | D | 3,027 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Employee Director Stock Option (Right to Buy)F2 | $35.76 | Oct 26, 2016 | M | 16,544 | D | — | Jan 17, 2017 | Common Stock, $0.01 par value | 16,544 | 16,544 | D |
Explanation of responses
- F1The price in Column 4 is a weighted average price. The prices actually received ranged from $44.00 to $44.04. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- F2The option vested in four equal annual installments beginning on January 17, 2008.