SEC Form 4 · accession 0001225208-16-037646
US BANCORP \DE\ · USB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Olivia F Kirtley
Director
Period of report
Aug 5, 2016
Accepted (ET)
Aug 9, 2016 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000036104
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | Aug 5, 2016 | M | 1,859 | $33.50 | A | 12,103 | D | |
| Common Stock, $0.01 par value | Aug 5, 2016 | S | 1,454 | $42.87 | D | 10,649 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Employee Director Stock Option (Right to Buy)F2 | $33.50 | Aug 5, 2016 | M | 1,859 | D | — | Oct 17, 2016 | Common Stock, $0.01 par value | 1,859 | 0 | D |
Explanation of responses
- F1Includes amounts acquired pursuant to dividend reinvestment.
- F2The option vested in four equal annual installments beginning on October 17, 2007.