SEC Form 3 · accession 0001225208-16-037604
US BANCORP \DE\ · USB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark S Jordahl
Officer — EVP
Period of report
Aug 1, 2016
Accepted (ET)
Aug 8, 2016 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000036104
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par valueF1 | holding | — | — | — | 110,489 | D | ||
| Common Stock, $0.01 par value | holding | — | — | — | 5,716 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $23.86 | holding | — | — | — | — | Feb 16, 2020 | Common Stock, $0.01 par value | 18,007 | — | D |
| Employee Stock Option (Right to Buy)F3 | $28.63 | holding | — | — | — | — | Feb 15, 2022 | Common Stock, $0.01 par value | 12,279 | — | D |
| Employee Stock Option (Right to Buy)F4 | $28.70 | holding | — | — | — | — | Feb 16, 2021 | Common Stock, $0.01 par value | 14,075 | — | D |
| Employee Stock Option (Right to Buy)F5 | $31.04 | holding | — | — | — | — | Jan 16, 2018 | Common Stock, $0.01 par value | 25,000 | — | D |
| Employee Stock Option (Right to Buy)F6 | $32.70 | holding | — | — | — | — | Feb 12, 2018 | Common Stock, $0.01 par value | 134,672 | — | D |
| Employee Stock Option (Right to Buy)F7 | $34.40 | holding | — | — | — | — | Apr 18, 2017 | Common Stock, $0.01 par value | 33,072 | — | D |
Explanation of responses
- F1This number includes 29,831 unested restricted stock units.
- F2The option vested in four equal annual installments beginning on February 16, 2011.
- F3The option vested in four equal annual installments beginning on February 15, 2013.
- F4The option vested in four equal annual installments beginning on February 16, 2012.
- F5The option vested in four equal annual installments beginning on January 16, 2009.
- F6The option vested in four equal annual installments beginning on February 12, 2009.
- F7The option vested in four equal annual installments beginning on April 18, 2008.
Remarks
Exhibit 24- Power of Attorney