SEC Form 4 · accession 0001225208-16-036939
US BANCORP \DE\ · USB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffry H. von Gillern
Officer — Vice Chairman
Period of report
Jul 22, 2016
Accepted (ET)
Jul 22, 2016 · 1:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000036104
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Jul 22, 2016 | M | 53,597 | $32.70 | A | 178,422 | D | |
| Common Stock, $0.01 par value | Jul 22, 2016 | M | 42,879 | $36.25 | A | 221,301 | D | |
| Common Stock, $0.01 par value | Jul 22, 2016 | S | 102,961 | $42.00 | D | 118,340 | D | |
| Common Stock, $0.01 par valueF1 | holding | — | — | — | 13,695 | I | By 401(k) plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $32.70 | Jul 22, 2016 | M | 53,597 | D | — | Feb 12, 2018 | Common Stock, $0.01 par value | 53,597 | 0 | D |
| Employee Stock Option (Right to Buy)F3 | $36.25 | Jul 22, 2016 | M | 42,879 | D | — | Feb 13, 2017 | Common Stock, $0.01 par value | 42,879 | 0 | D |
Explanation of responses
- F1Based on a plan report dated June 30, 2016, the most recent plan report available.
- F2The option vested in four equal annual installments beginning on February 12, 2009.
- F3The option vested in four equal annual installments beginning on February 13, 2008.