SEC Form 4 · accession 0001225208-16-024832
US BANCORP \DE\ · USB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark G. Runkel
Officer — EVP and Chief Credit Officer
Period of report
Jan 25, 2016
Accepted (ET)
Jan 27, 2016 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000036104
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 par value | Sep 14, 2015 | G | 8,394 | $0.00 | D | 2,038 | D | |
| Common Stock, $0.01 par valueF1,F2 | Jan 25, 2016 | A | 544 | $0.00 | A | 22,581 | D | |
| Common Stock, $0.01 par value | Sep 14, 2015 | G | 8,394 | $0.00 | A | 8,394 | I | By Trust |
| Common Stock, $0.01 par valueF3 | holding | — | — | — | 322 | I | By 401(k) plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1A grant of performance-based restricted stock units was awarded to the Reporting Person on February 19, 2015, and the target amount of such award was reported on Table II of a Form 4 filed on February 23, 2015. The final number of restricted stock units subject to the award could be more or less than the target number based on certain fiscal 2015 corporate performance measures. On January 25, 2016, the final number of units subject to the award was determined. The number of performance-based restricted stock units reported in this box is the number of units by which the final award exceeds the number of units originally reported.
- F2This number includes 19,999 unvested restricted stock units previously reported on Table II.
- F3Based on a plan report dated December 31, 2015, the most recent plan report available. Due to a computation error made by a third-party plan administrator, these holdings were over-reported on the Form 4 filed on February 23, 2015.